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Root Cause Analysis and Cause Mapping

Root cause analysis involves drawing a cause map. A cause map answers the question "Why did something happen?"

To start out, you decide what the problem is. The problem is described in a box on the left of the diagram. An arrow is drawn to the right where another box lists the cause of the problem.
Root Cause Analysis Chart
For example, a forest fire may have been caused by a lightning strike.
Root Cause Analysis Chart
A cause map is easy to draw. The difficult part is deciding what the causes are. Each cause may be the result of some other cause.
Root Cause Analysis Chart
A problem or cause may have several possible causes.
Root Cause Analysis Chart
So the diagrams can get large with multiple causes and causes having other multiple causes. You can also start out with more than one problem if you wish. There may be two or more problems listed on the left.

You read the cause map from the left to the right. When you get to a line with an arrow, read the words "was caused by" or "why." In the above diagram, the fact that the grass is dying "was caused by" no rain and not watering and hot weather.

If you have evidence about a cause, you can place that in a box next to the cause as shown below. Color can be used to make the primary effect or problem look different from the causes and evidence, but color is not essential.
Root Cause Analysis Chart
Just as a tree can have many roots, the problem you are examining can have many causes. The word "root" in Root Cause Analysis does not mean you are looking for the "sole" cause. There may be several things that have to happen to create the problem.

Cause maps are similar to fishbone or Ishikawa diagrams, except cause maps read from left to right and you don't have to draw diagonal lines with text on them. Both are useful in showing the causes of problems.

The starting effect on the left is usually something that is not desired, but you can draw cause maps starting with a desired effect on the left as shown with the Successful Student Cause Map below.

The following drawings can be downloaded and edited. It is often easier to modify an existing drawing than to draw a new one. If you haven't done so already, download the free trial version of RFFlow. Once it is installed, you can open the samples on this page directly in RFFlow by clicking the links to the right of each picture. From there you can zoom in, edit, and print the drawing.

Home Foreclosure Cause Map

Click to enlarge image
Download cause-map-1.flo
Root Cause Analysis Map For Home Foreclosure Problem

Integrated Circuit Processing Problem Cause Map

Click to enlarge image
Download cause-map-metal-etch.flo
Integrated Circuit Processing Problem Cause Map

Successful Student Cause Map

Click to enlarge image
Download cause-map-student.flo
Successful Student Cause Map

Ice Cream Shop Cause Map

Click to enlarge image
Download cause-map-ice-cream.flo
Ice Cream Shop Cause Map
See also:
Fishbone Diagrams

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